Viktória
Albert
Development
of the Absolute Infinitive Construction
in English (12th-19th centuries)
A The recent decades of the 20th century are
characterized by a considerable success in
sentence study in both synchronic and diachronic
aspects. Much current research is devoted
to the reconstruction of Proto-Indo European
sentence, the basic word order models, typology
of syntactical structures, mechanisms of grammatical
changes and syntactic universals. However,
such syntactic phenomena as absolute infinitive
constructions (AIC) still remain beyond the
scientific interest.
My dissertation deals with English AIC (to
speak frankly, to confess the truth to you,
to commence then, to speak so honestly, to
speak white truth and etc.) in the historical
perspective, the development of which goes
back to the Old English period.
The study of the named constructions is aimed
at singling out the main changes in its structure
during 12th–19th centuries, explaining the
influence of linguistic and extra-linguistic
factors upon the development and further spread
of AIC in Middle English texts. It also explores
semantic and pragmatic peculiarities of AIC
and identifies its origins in the English
language.
The analysed corpus is divided into three
sections (Middle English, Early Modern English
and Modern English) and is represented by
310 texts.
Chapter 1 “The problem of absolute
infinitive construction in theoretical syntax”
demonstrates and discusses various interpretations
of the following terms: (i) “parenthesis”
(Jespersen, 1954); (ii) “inserted word, word-combination
or sentence” (Vinogradov, 1986) and (iii)
“absolute infinitive construction”. The latter
is used in Western linguistics (Visser, 1966;
Mustanoja, 1960; Scholz, 1908). In this dissertation
I use .Raspopov’s (Raspopov, 1962:198-202)
definition of the term “construction” is taken
as a starting point and is regarded as a combination
of words built according to the laws of the
definite language that can be converted into
a sentence.
It is assumed that AIC consists either of
an infinitive or a combination of an infinitive
with one or more adjectives, adverbs, pronouns,
nouns, which perform the function of infinitive
complements. This construction cannot function
as an independent speech unit. It expresses
the speaker’s attitude towards the information
and as a result it modifies the semantics
of the whole sentence. AIC is characterized
by peculiar phonetic and punctuation organization,
which creates its syntactic isolation within
the sentence.
AIC developed from the Old English simple
finite sentence and represents a reduced clause
with subject being implicitly available in
its structure. The latter implies that surface
and underlying form of AIC are not identical.
This construction is analyzed as the one with
PRO-drop (or empty) subject in terms of N.Chomsky’s
Government and Binding Theory (1993).
Following these principles, it is maintained
that historic loss of subject in AIC in Middle
English may be explained through applying
the elementary rule of deletion. For example,
The PRO-drop subject appears to be an obligatory
argument of all categories of verbs that make
the centre of the construction in question.
In the deep structure AIC has subject-predicate
relations: I want to tell the truth or
I tell the truth, while it has a zero
representation of subject
(or latent subject) on the surface
structure level.
Chapter 2 “Absolute infinitive construction
in Middle English”
focuses on the origin of AIC and the main
tendencies and reasons of its development,
structure and functioning in Middle English
texts.
For several centuries Latin was a very prestigious
language as it was a source of terminology
for Western Europe and in many respects a
model for imitating in the spheres of the
religious, philosophical, natural science
and literature. Therefore, in historical linguistics
there exists an assumption that the AIC entered
the English language through indirect influence
of loan translations from Latin.
Sometimes the explanation of this or that
phenomenon as a loan from other languages
turns out to be always more tempting than
the attempt to find out its sources in the
language in question. The identification of
foreign influence in syntax is one of the
most difficult tasks in historical investigation.
The overestimation of Latin influence and
attributing almost all innovations occurring
in language to this influence are not always
methodologically correct.
I came to a conclusion that Latin could only
accelerate the process of development and
spread of such constructions in English, as
those syntactical phenomena which are not
inherent in the receiving language cannot
remain and function in it for centuries.
The original monuments of the Old English
written language support the statement that
AIC is autochthon in English where it functions
as a simple finite sentence:
(transl. by F.B.Gummere).
Consequently not only diachronic changes in
the process of language development, but also
the influence of rhetorical art
(ars bene dicendi) and the rise of argumentative
speech caused the spread of the AIC.
The latter is confirmed by radical changes
in the structure and semantics of the given
constructions.
The development of the AIC falls into three
periods: Middle English, Early Modern English
and Modern English. During the 12th–13th centuries
only sporadic occurrences of the AIC are fixed:
ME selcouthe to saye (Old English Homilies)
– ‘strange to say’ and

(Layamon) – ‘to tell you the truth’. Later,
in the 14th–15th centuries, AIC was mostly
used in the East Midland dialect (see Table
1).
Table 1
Distribution of AIC in Middle English Dialects
According to the structure, the AIC splits
into extended and non-extended
types, which in their turn are divided into
several subtypes. In Middle English the unextended
AIC is characterized by the “subject-object-verb”
order (SOV): the soth to sey (Sir
Cleges) – ‘to tell the truth’, shortly
to expresse (Lydgate) – ‘to express shortly’
or wonderfull to neuen (Towneley
Plays) – ‘wonderful to know’, while the word
order of the extended AIC is of the “subject-verb-object”-type
(SVO).
The latter is common for the simple sentence
structure: to telle yow hir wordes and
hir chere (Chaucer) – ‘to tell [report]
you her words and her kindness’.
Unextended type consists
of an infinitive and one or two complements.
This type is rather stereotypical because
it has a definite scheme according to which
new constructions are formed. The infinitive
can occupy either the initial or final position
in AIC. Therefore, object, adverbial and adjectival
subtypes are distinguished.
Object type in Middle
English has 2 models – Vinf+O: for to
telle trouthe (Richard the Redeless)
– ‘to tell the truth’ and O+Vinf.
of this mater to speik (Henryson)
– ‘to speak of this matter’. Adverbial
type consists of Adv+Vinf pleynly
for to telle (Lydgate) – ‘to tell it
plainly’ and Vinf +Adv: for
to telle redily (Gower) – ‘to tell it
readily’. Adjectival
type – Vinf +A: for to
be brefe (Lydgate) – ‘to be brief’ and
A+Vinf: softe to ansuare
(Sir Perceval of Gales) – ‘to answer softly’.
Extended type is longer than
the unextended one, because it consists of
more than five elements (adverbs, adjectives,
pronouns or nouns) and hence contains more
information. The extended ones are also divided
into object, adjectival, adverbial subtypes.
Adverbial type consists
of two models – Adv+Vinf +Adv:
for shortly for to tellen at o word
(Chaucer) – ‘to tell it shortly at one word’
and Vinf +Adv+Adv: to
tellen short and pleyn (Chaucer) – ‘to
tell it shortly and plainly’. Object type
has only one model Vinf +O+O:
for to telle you Pe trouth (Caxton) –
‘to tell you the truth’.
There are also constructions of combined complementation.
As a rule, they are the most variable both
structurally and semantically and are divided
into (i) object-adverbial and (ii) object-adjectival
types. Object-adverbial
AIC consists of five models. Vinf
+O+Adv: forto telle it more plein
(Gower) – ‘to tell it more plainly’; Vinf
+Adv+O: to speke more of the
name (Langland) – ‘speak more of the
name’; Adv+Vinf+O: bot
now to speke of mi matiere (Gower) –
‘but now to speak of my matter’; Adv+O+Vinf:
shortly of this storie for to trete
(Chaucer) – ‘to tell this story shortly’ and
O+Adv+Vinf: to the poynt
right for to go (Visser) – ‘to go right
to the point’. Object-adjectival constructions
have three models: Vinf +A+O:
to be plain to yowe (Paston Letters)
– ‘to be plain to you’; A+Vinf +O:
the yemer to tellen trouthe (Gower)
– ‘to tell the sad truth’ and A+O+Vinf:
schort tale forto telle (Gower) –
‘to tell a short tale’.
The above-mentioned examples show that the
infinitive can occur in initial, medial and
final position, which is explained through
pragmatic purposes (i.e. marked and unmarked
word order).
In the example below, the deep structure shows
that in this construction an inversion has
taken place as the NP2 is pre-posed to the
infinitive (Vinf):
ME: Lord, the sooth to say,|
Full well we understand Mahound is God veray,
|
And ye are lord of ilka land (Girdlers
& Nailers) –
Lord, to tell the truth, we understand well,
that Mahaund is the real God,
and you are the Lord of every land.
(i)
[S[NP1[PRO][VP[NP2[Det+N][Vinf'[Vinf]]]]]]
(ii)

AICs existing in Middle and Early Modern English
are represented by the following extended
and unextended structural varieties: (a)
to make a long story short; (b) to
speak shortly; (c1) to speak
and (c2) shortly. The named constructions
are considered to be in hierarchical relations,
where the (b)- and (c1-c2)-types are assumed
to be further steps in the process of grammaticalization
as the increasing drift towards analyticity.
In 14th–15th centuries the distribution of
AIC grows in the texts of East Midland, West
Midland and Northern dialects. It can be claimed
that till the end of the 15th century not
only quantitative but also qualitative changes
took place in the system of AIC.
Chapter 3 “Structural and functional
peculiarities of absolute infinitive construction
in Early Modern and Modern English”
shows the development of AIC, its structural
organization, frequency of its usage in the
texts and pragmatic aspect of its functioning
in Early Modern and Modern English.
The AICs are often used with abstract nouns
performing the function of a complement (ME
faille, sooth, trouthë, soPe, EModE
truth, ModE truth, justice)
and with the following adverbs which are used
to express the speaker’s attitude towards
information, to reveal its contents and to
characterize the events from different sides
and specify the infinitive (ME soothly,
shortly, feiPely, ottherly, platly, vulgarly,
pleynly, brevely, finally, generally, folowyngly,
verrily and propirly, selcouthe, EModE
plainly, strictly, quickly, wisely, liberally,
ModE directly, truly, explicitly, precisely,
frankly etc.). During 16th–19th centuries
we observe not only quantitative but also
qualitative enrichment of adjectives in AICs:
ME schort, plein, brefe, wonderfull,
EModE plain, true, brief, short, strange,
just, honest, ModE explicit, cautious,
sad, serious, concise, fair, precise, difficult,
incredible.
It should be noted that both the grammatical
characteristics of the infinitives and their
semantics are equally important in the investigation
of AICs. The infinitives are represented by
four semantic classes: verba declarandi
(to telle, to talke, to seyn, to quote, to
speke, to ansuare, to expresse); verba
sentiendi (to concluden, to descrive,
to wiit, to confirm, to knawe); verba
agitandi (to make, to go, to perform,
to work, to taken, to stonden, to come, to
pass, to procede); verba vera
(to be).
Diachronic changes in language and hence in
the sentence development directly influenced
the structure of these constructions. The
data show that the usage of unextended AIC
in the texts of the 12th–15th centuries is
77.6%, later in Early Modern English it reduces
to 70.15%, but during the 18th–19th centuries
it achieves 81.5% (see Table 2).
Table 2
Frequency of non-extended and extended
structural types of AIC in 12th–19th
centuries

During the Early Modern English period the
grammatical structure of extended types becomes
more complicated. The semantics of AIC is
enriched due to the usage of infinitive complements.
It was observed that till the end of the 19th
century those constructions, in which infinitive
occupies the mid- or final position gradually
disappear.
In this dissertation 24 structural
types are described, 20 of which
existed in Middle English, 21 – in Early Modern
English, and 15 – in Modern English period.
Table 3 shows that the number of extended
types considerably reduced in Modern English,
while the above-mentioned 7 unextended types
(Vinf, Vinf O, OVinf, Vinf Adv, AdvVinf, Vinf
A, AVinf) remained unchanged throughout these
periods. This phenomenon can also be explained
by the speaker’s need to compress the information
in order to minimize his speech efforts.
Table 3
The structure of unextended and extended
types of AIC (12th–19th
centuries)

In
Early Modern English (16th–17th centuries)
the frequency of the AIC reduces and its structure
becomes more complicated. However, during
the 18th–19th centuries the frequency of its
usage in texts increases, its structure gets
simplified and the SVO-order dominates in
both extended and non-extended types. The
frequency of those models that manifest SVO
order is 89.3%, and SOV is only 4%. By the
end of the 20th century the structure of AIC
becomes more systematic and the usage of more
stereotyped constructions considerably grows.
And finally, the following four main
semantic classes of the AIC are distinguished:
(i) By using evaluative constructions,
the speaker or writer wants to emphasize or
demonstrate his knowledge, or to express his
frankness: ME shortly to tellen as it
was (Chaucer), all the soothe for
to saye (Chaucer), EModE to speak
to you like an honest man (Shakespeare),
ModE to bring the truth to light
(Fielding), to tell your honour the evendown
truth (Scott).
(ii) Connective constructions
denote the beginning of a
conversation: ME to begyn (Paston Letters),
EModE to begin this (Osborne), ModE to commence
then (Poe); continuation:
ME bot nou to speke of mi matiere (Gower),
EModE to tell ye further (Fletcher), ModE
but to go on regularly (Sterne); conclusion:
ME to go to the conclusion (Chaucer), EModE
but to see the end (Dekker); ModE to sum up
the matter (Hawthorne); EModE to return to
his question (Defoe), ModE to bring matters
more to a point (Gaskell).
(iii) Specifying AICs bring
additional information of what the following
sentence is going to be about: ME for to speken
of hire conscience (Chaucer), EModE to speak
to the question more largely (Bunyan), ModE
to give an example of this (Montagu).
(iv) Qualifying absolute
constructions characterize the manner of speaking
or the way of expressing a thought, for instance,
correctness: ME as for to
speke properly (Chaucer), EModE to
speak more properly (Shakespeare), ModE
to speak more correctly (Scott); briefness:
ME for to be brefe (Lydgate), EModE
to make this part of the story short
(Defoe), to declare it in fewe wordes
(Elyot), ModE to speak more narrowly (Browne),
to say all in a word (Montagu);
generalization: ME as
to speken in comune (Chaucer), ModE to
speak more generally (Browne); confidence
between the author and the reader: EModE
but to be more private (Defoe), ModE
to speak quietly among oursells (Scott);
precision: EModE to say
precisely (Shakespeare), ModE to
speak with more precision (Wollstonecraft);
boldness: EModE to be bold
with you (Shakespeare), ModE to say
a bold Word (Gay), to speak out boldly
at once (Fielding); sadness:
ME teirfull to tell (Gologras &
Gawain), ModE sad to say (Hardy).
Chapter 4 summarizes the results of
this study and offers several conclusions
about AIC and perspectives for further investigations.
To sum up, the analysis of AIC functioning
in the Middle English, Early Modern English
and Modern English texts and comparison of
the results of the three historical periods
helped to discover the essential changes both
in its structure and in the usage of this
construction. All these facts show the tendency
of its consistent development during the 12th–19th
centuries.
Bibliography

Abbreviations
AIC – absolute infinitive construction
AICs – absolute infinitive constructions
EModE – Early Modern English
ME – Middle English
ModE – Modern English
OE – Old English
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